| ESPRESSO CAPITAL ADVISORS INC. | SEC RIA(Approved) |
| TEXAS FINANCIAL ADVISORY | SEC RIA(Approved) |
| ISAM FUNDS (UK) LIMITED | SEC RIA(Approved) |
| KEPOS CAPITAL LP | SEC RIA(Approved) |
| LAKE HILL CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| HARRADEN CIRCLE INVESTMENTS, LLC | SEC RIA(Approved) |
| NWF ADVISORY SERVICES INC | SEC RIA(Approved) |
| MASTERTON CAPITAL MANAGEMENT, LP | SEC RIA(Approved) |
| SARTORIAL WEALTH INC. | SEC RIA(Approved) |
| SKYWARD TRADING LLC | SEC RIA(Approved) |
| GREEN CAPITAL PRIVATE WEALTH | SEC RIA(Approved) |
| CURIAM CAPITAL LLC | SEC RIA(Approved) |
| CANDER ASSET MANAGEMENT | SEC RIA(Approved) |
| PERPETUITY | SEC RIA(Approved) |
| UNTITLED INVESTMENTS LP | SEC RIA(Approved) |
| OCTOPUS ENERGY GENERATION | SEC RIA(Approved) |
| 9 STREAM CAPITAL PARTNERS LLC | SEC RIA(Approved) |
| PENN DAVIS MCFARLAND INC | SEC RIA(Approved) |
| JB INVESTMENTS MANAGEMENT, LLC | SEC RIA(Approved) |
| MONETTA FINANCIAL SERVICES INC | SEC RIA(Approved) |
| BEXIL ADVISERS LLC | SEC RIA(Approved) |
| SHOREVEST PARTNERS, LTD. | SEC RIA(Approved) |
| ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD. | SEC RIA(Approved) |
| AXQ CAPITAL, LP | SEC RIA(Approved) |
| 1WS CAPITAL ADVISORS, LLC | SEC RIA(Approved) |
| COMGEST ASSET MANAGEMENT INTERNATIONAL LIMITED | SEC RIA(Approved) |
| SYNERGY FUND MANAGEMENT GROUP LIMITED | SEC RIA(Approved) |
| LOUISBOURG INVESTMENTS | SEC RIA(Approved) |
| HERITAGE INVESTORS MANAGEMENT CORP | SEC RIA(Approved) |
| INNOVATION X ADVISORS | SEC RIA(Approved) |
| DONALD SMITH & CO., INC. | SEC RIA(Approved) |
| MORGAN STANLEY PRIVATE EQUITY ASIA, INC. | SEC RIA(Approved) |
| BROADWOOD CAPITAL, INC | SEC RIA(Approved) |
| COLLABORATIVE FUND MANAGEMENT LLC | SEC RIA(Approved) |
| PINNBROOK CAPITAL MANAGEMENT LP | SEC RIA(Approved) |
| INVESTBEV | SEC RIA(Approved) |
| BLACKSTONE LIQUID CREDIT STRATEGIES LLC | SEC RIA(Approved) |
| REVOLVERCAP MANAGEMENT, L.P. | SEC RIA(Approved) |
| OAK TREE ADVISORY SERVICES INC | SEC RIA(Approved) |
| TERRIL & COMPANY | SEC RIA(Approved) |
| CORINTHIA GLOBAL MANAGEMENT | SEC RIA(Approved) |
| BRANT POINT INVESTMENT MANAGEMENT LLC | SEC RIA(Approved) |
| COVALIS CAPITAL LLP | SEC RIA(Approved) |
| BOSTON MANAGEMENT AND RESEARCH | SEC RIA(Approved) |
| SOUTHPAW ASSET MANAGEMENT, LP | SEC RIA(Approved) |
| INGOT FINANCE | SEC RIA(Approved) |
| HEXIS CAPITAL MANAGEMENT | SEC RIA(Approved) |
| CUMBERLAND INVESTMENT COUNSEL INC. | SEC RIA(Approved) |
| HAYBEACH CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| COINEDLY LLC | SEC RIA(120-Day Approval) |
| MATSON MONEY, INC. | SEC RIA(Approved) |
| ALPHA INNOVATIONS LTD. | SEC RIA(Approved) |
| WESTERN TECHNOLOGY INVESTMENT (WTI) | SEC RIA(Approved) |
| JAMES INVESTMENT RESEARCH INC | SEC RIA(Approved) |
| EXCOMP ASSET MANAGEMENT LTD | SEC RIA(Approved) |
| WESTERN ASSET MANAGEMENT COMPANY | SEC RIA(Approved) |
| CHARLES FISH INVESTMENTS, INC. | SEC RIA(Approved) |
| BRANSON FRANK A INC | SEC RIA(Approved) |
| CLARET ASSET MANAGEMENT CORP | SEC RIA(Approved) |
| FINANCIAL MANAGEMENT NETWORK INC | SEC RIA(Approved) |
| POINT WINDWARD ADVISORS, INC. | SEC RIA(Approved) |
| HENDLEY & CO. INC. | SEC RIA(Approved) |
| S&A FINANCIAL SERVICES, INC. | SEC RIA(Approved) |
| TOWERS WATSON INVESTMENT SERVICES, INC. | SEC RIA(Approved) |
| GW FINANCIAL | SEC RIA(Approved) |
| ROBERT A. ZOCK & CO.,INC. | SEC RIA(Approved) |
| HARVEY INVESTMENT COMPANY, LLC | SEC RIA(Approved) |
| BGM WEALTH MANAGEMENT | SEC RIA(Approved) |
| BECKER CAPITAL MANAGEMENT, INC. | SEC RIA(Approved) |
| PPS & V ASSET MANAGEMENT CONSULTANTS INC | SEC RIA(Approved) |
| MOLLER WEALTH PARTNERS | SEC RIA(Approved) |
| BROOKFIELD PUBLIC SECURITIES GROUP LLC | SEC RIA(Approved) |
| SARATOGA RESEARCH & INVESTMENT MANAGEMENT | SEC RIA(Approved) |
| ABBIT MANAGEMENT CORP | SEC RIA(Approved) |
| MEADOWBROOK WEALTH MANAGEMENT, LLC | SEC RIA(Approved) |
| MH & ASSOCIATES SECURITIES MANAGEMENT CORPORATION | SEC RIA(Approved) |
| LEELYN SMITH, LLC | SEC RIA(Approved) |
| BALLEW ADVISORS INC | SEC RIA(Approved) |
| FARROW FINANCIAL INC | SEC RIA(Approved) |
| OMC FINANCIAL SERVICES LTD | SEC RIA(Approved) |