| BOSTON PARTNERS | SEC RIA(Approved) |
| PRINCIPIUM INVESTMENTS LLC | SEC RIA(Approved) |
| PRIVATE LANE CAPITAL, LLC | SEC RIA(Approved) |
| REGAL INVESTMENT ADVISORS LLC | SEC RIA(Approved) |
| WESTWOOD GLOBAL INVESTMENTS | SEC RIA(Approved) |
| MEYER GATES FINANCIAL ADVISORS, INC | SEC RIA(Approved) |
| CAMPBELL ASSET MANAGEMENT, LLC | SEC RIA(Approved) |
| D & G ADVISORY GROUP, L.L.C. | SEC RIA(Approved) |
| SYMPHONY FINANCIAL SERVICES, INC. | SEC RIA(Approved) |
| MWS CAPITAL CONSULTANTS LLC | SEC RIA(Approved) |
| CIOVACCO CAPITAL MANAGEMENT | SEC RIA(Approved) |
| SYCAMORE INVESTMENT CONSULTING SERVICES, LLC | SEC RIA(Approved) |
| JFG FAMILY OFFICE | SEC RIA(Approved) |
| ANSON FUNDS MANAGEMENT LP | SEC RIA(Approved) |
| INDEPENDENT FINANCIAL PARTNERS | SEC RIA(Approved) |
| SILICON VALLEY CAPITAL PARTNERS, L.P. | SEC RIA(Approved) |
| INTERACTIVE FINANCIAL ADVISORS | SEC RIA(Approved) |
| BERTOLET CAPITAL LLC | SEC RIA(Approved) |
| MFG INVESTMENTS, LLC | SEC RIA(Approved) |
| PROPRIETARY CAPITAL, LLC | SEC RIA(Approved) |
| WARTHER PRIVATE WEALTH | SEC RIA(Approved) |
| SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. | SEC RIA(Approved) |
| NEUENSCHWANDER ASSET MANAGEMENT, LLC | SEC RIA(Approved) |
| LUNT CAPITAL MANAGEMENT INC. | SEC RIA(Approved) |
| COMPASS FINANCIAL GROUP, INC. | SEC RIA(Approved) |
| TSW WEALTH MANAGEMENT | SEC RIA(Approved) |
| THE MARIN GROUP INC. | SEC RIA(Approved) |
| FINANCIAL SOLUTIONS ADVISORY GROUP | SEC RIA(Approved) |
| BYRNE ASSET MANAGEMENT, LLC | SEC RIA(Approved) |
| EXCHANGE PLACE ADVISORS, LLC | SEC RIA(Approved) |
| WIMMER ASSOCIATES LLC | SEC RIA(Approved) |
| MERCURY INVESTMENT GROUP | SEC RIA(Approved) |
| RECHTER WEALTH MANAGEMENT, LLC | SEC RIA(Approved) |
| WISER WEALTH MANAGEMENT, INC | SEC RIA(Approved) |
| BREWSTER FINANCIAL PLANNING LLC | SEC RIA(Approved) |
| ATIVO CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| TIEMANN INVESTMENT ADVISORS, LLC | SEC RIA(Approved) |
| FINANCIAL DISCOVERY | SEC RIA(Approved) |
| MIDWEST CAPITAL ADVISORS, LLC | SEC RIA(Approved) |
| CREEKSIDE PARTNERS | SEC RIA(Approved) |
| CREW CAPITAL MANAGEMENT, LTD. | SEC RIA(Approved) |
| ROCK CREEK GROUP LLC | SEC RIA(Approved) |
| RICE HALL JAMES & ASSOCIATES LLC | SEC RIA(Approved) |
| BARR FINANCIAL SERVICES, LLC | SEC RIA(Approved) |
| GARHWAL, CHAN & WILLIAMS INC. | SEC RIA(Approved) |
| TANDEMGROWTH FINANCIAL ADVISORS, LLC | SEC RIA(Approved) |
| CORNERSTONE FINANCIAL | SEC RIA(Approved) |
| TAM FINANCIAL ADVISORS, LLC | SEC RIA(Approved) |
| GREENBUSH FINANCIAL GROUP, LLC | SEC RIA(Approved) |
| BROADWATER CAPITAL MANAGEMENT LLC | SEC RIA(Approved) |
| SOUND PORTFOLIO ADVISORS, LLC | SEC RIA(Approved) |
| BRIGGS WEALTH MANAGEMENT, INC. | SEC RIA(Approved) |
| ALGERT GLOBAL LLC | SEC RIA(Approved) |
| GRANT KOEHLER & LEVIN LTD. | SEC RIA(Approved) |
| FINANCIAL ADVISOR NETWORK, INC. | SEC RIA(Approved) |
| JOHNSON WEALTH INC. | SEC RIA(Approved) |
| PRIMORIS WEALTH ADVISORS, LLC | SEC RIA(Approved) |
| PROFESSIONAL FINANCIAL | SEC RIA(Approved) |
| MICHAEL J. PORRO & CO. FINANCIAL ADVISORS, INC. | SEC RIA(Approved) |
| INVESCO CAPITAL MANAGEMENT LLC | SEC RIA(Approved) |
| SHEA FINANCIAL ADVISORS | SEC RIA(Approved) |
| BLUE GRANITE CAPITAL, LLC | SEC RIA(Approved) |
| KLINGMAN AND ASSOCIATES, LLC | SEC RIA(Approved) |
| WEINSTAT WEALTH MANAGEMENT, INC. | SEC RIA(Approved) |
| FAMA FIDUCIARY WEALTH LLC | SEC RIA(Approved) |
| C.W. O'CONNER WEALTH ADVISORS, INC. | SEC RIA(Approved) |
| PASNAU INVESTMENT MANAGEMENT, INC. | SEC RIA(Approved) |
| PKS ADVISORY SERVICES, LLC | SEC RIA(Approved) |
| WERLINICH ASSET MANAGEMENT, L.L.C. | SEC RIA(Approved) |
| RB CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| CANTERBURY INVESTMENT MANAGEMENT, LLC | SEC RIA(Approved) |
| CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC | SEC RIA(Approved) |
| RZH ADVISORS LLC | SEC RIA(Approved) |
| CONSTELLATION ASSET MANAGEMENT, INC. | SEC RIA(Approved) |
| STAIB FINANCIAL PLANNING, LLC | SEC RIA(Approved) |
| WASHBURN CAPITAL MANAGEMENT INC. | SEC RIA(Approved) |
| SPIVAK ASSET MANAGEMENT, LLC | SEC RIA(Approved) |
| NEW HORIZON FINANCIAL STRATEGIES, LLC | SEC RIA(Approved) |
| MCLAUGHLIN ASSET MANAGEMENT, INC. | SEC RIA(Approved) |
| ECONOLOGICS FINANCIAL ADVISORS | SEC RIA(Approved) |