| JOHNSTON INVESTMENT COUNSEL, LTD. | SEC RIA(Approved) |
| OPTIMIZE WEALTH MANAGEMENT | SEC RIA(Approved) |
| CARL MARKS MANAGEMENT COMPANY, LLC | SEC RIA(Approved) |
| PSC MANAGER LLC | SEC RIA(Approved) |
| WINCHESTER ASSET MANAGEMENT, LLC | SEC RIA(Approved) |
| SMP ASSET MANAGEMENT, LLC | SEC RIA(Approved) |
| CARBON DIRECT CAPITAL MANAGEMENT LLC | SEC RIA(Approved) |
| SPARX ASSET MANAGEMENT CO., LTD. | SEC RIA(Approved) |
| HMOUNT ASSET MANAGEMENT (HK) LIMITED | SEC RIA(Approved) |
| ARGENTIC | SEC RIA(Approved) |
| FORMULA GROWTH MANAGEMENT CORP | SEC RIA(Approved) |
| ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATES | SEC RIA(Approved) |
| ONE FIN CAPITAL MANAGEMENT LP | SEC RIA(Approved) |
| SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD | SEC RIA(Approved) |
| OTUS CAPITAL MANAGEMENT LIMITED | SEC RIA(Approved) |
| NEWBROOK CAPITAL ADVISORS LP | SEC RIA(Approved) |
| SIERRA CREST INVESTMENT MANAGEMENT LLC | SEC RIA(Approved) |
| FIRST SENTIER INVESTORS (HONG KONG) LIMITED | SEC RIA(Approved) |
| AACP INVESTMENTS, LLC | SEC RIA(Approved) |
| SAG HARBOR CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| HOLLYPORT CAPITAL LLP | SEC RIA(Approved) |
| MJX ASSET MANAGEMENT LLC | SEC RIA(Approved) |
| CONTRAVISORY INVESTMENT MANAGEMENT, INC. | SEC RIA(Approved) |
| JD EUROWAY CAPITAL PARTNERS LLC | SEC RIA(Approved) |
| TWIN OAKS PARTNERS | SEC RIA(Approved) |
| GOLDIRON GP LLC | SEC RIA(Approved) |
| BRICKWOOD ASSET MANAGEMENT | SEC RIA(Approved) |
| PEGASUS TECH VENTURES, INC. | SEC RIA(Approved) |
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| FINDELL CAPITAL MANAGEMENT LLC | SEC RIA(Approved) |
| PERRY CREEK CAPITAL LP | SEC RIA(Approved) |
| BEEKMAN INVESTMENT ADVISORS | SEC RIA(Approved) |
| CHARLTON MANAGEMENT, LLC | SEC RIA(120-Day Approval) |
| PELOTON CAPITAL MANAGEMENT | SEC RIA(Approved) |
| AREX CAPITAL MANAGEMENT, LP | SEC RIA(Approved) |
| MOMA INTERNATIONAL | SEC RIA(Approved) |
| PRIORITY SENIOR SECURED INCOME MANAGEMENT, LLC | SEC RIA(Approved) |
| ONCAP MANAGEMENT PARTNERS L.P. | SEC RIA(Approved) |
| MHI FUNDS, LLC | SEC RIA(Approved) |
| M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC | SEC RIA(Approved) |
| CAIUS CAPITAL LLP | SEC RIA(Approved) |
| CHINA ASSET MANAGEMENT (HONG KONG) LIMITED | SEC RIA(Approved) |
| NEUBERGER BERMAN ASIA LIMITED | SEC RIA(Approved) |
| RAM ACTIVE INVESTMENTS S.A. | SEC RIA(Approved) |
| WOODMONT INVESTMENT COUNSEL, LLC | SEC RIA(Approved) |
| NET RETURN ASSET MANAGEMENT LLC | SEC RIA(Approved) |
| TURAS CAPITAL MANAGEMENT | SEC RIA(Approved) |
| EMERGING CAPITAL PARTNERS | SEC RIA(Approved) |
| STRATEGIC CAPITAL INVESTMENT ADVISORS INC | SEC RIA(Approved) |
| AMBERLAKE PARTNERS SAM | SEC RIA(Approved) |
| VAZIRANI ASSET MANAGEMENT LLC | SEC RIA(Approved) |
| GREEN HORIZON PARTNERS CAPITAL LLC | SEC RIA(Approved) |
| NEVASTAR FINANCE LTD | SEC RIA(Approved) |
| ATHYRIUM CAPITAL MANAGEMENT LP | SEC RIA(Approved) |
| SLATER INVESTMENTS LIMITED | SEC RIA(Approved) |
| AZA CAPITAL MANAGEMENT | SEC RIA(Approved) |
| AISA INTERNATIONAL | SEC RIA(Approved) |
| NEXXUS HOLDINGS ADVISORS LLC | SEC RIA(Approved) |
| AXIAL READE CAPITAL, LP | SEC RIA(Approved) |
| WELTON INVESTMENT PARTNERS LLC | SEC RIA(Approved) |
| LANDSCAPE CAPITAL MANAGEMENT LLC | SEC RIA(Approved) |
| ENVISAGE | SEC RIA(Approved) |
| TELEIOS CAPITAL PARTNERS LLC | SEC RIA(Approved) |
| VOLOFIN CAPITAL MANAGEMENT | SEC RIA(Approved) |
| PEAKSHARES LLC | SEC RIA(Approved) |
| SAFIRA WEALTH MANAGEMENT LLC | SEC RIA(Approved) |
| CONTINENTAL ADVISORS LLC | SEC RIA(Approved) |
| HEALTHPOINTCAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| SHARPE ADVISORS, LLC | SEC RIA(Approved) |
| QIC | SEC RIA(Approved) |
| HEIRLOOM INVESTMENT MANAGEMENT LLC | SEC RIA(Approved) |
| FIL INVESTMENT ADVISORS | SEC RIA(Approved) |
| MAIMON WEALTH MANAGEMENT LTD. | SEC RIA(Approved) |
| ALKEN ASSET MANAGEMENT LTD | SEC RIA(Approved) |
| KUDU INVESTMENT HOLDINGS, LLC | SEC RIA(Approved) |
| SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED | SEC RIA(Approved) |
| TOCCATA CAPITAL | SEC RIA(Approved) |
| JOHN MOORE & ASSOCIATES INC | SEC RIA(Approved) |
| STAR ASIA MANAGEMENT | SEC RIA(Approved) |
| SHANNON RIVER FUND MANAGEMENT, LLC | SEC RIA(Approved) |