| TALOS EURISKO ASSET MANAGEMENT LP | SEC RIA(Approved) |
| TAULA CAPITAL MANAGEMENT (JERSEY) LP | SEC RIA(Approved) |
| EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT | SEC RIA(Approved) |
| TRIBUNE INVESTMENT GROUP | SEC RIA(Approved) |
| SADDLEROCK CAPITAL MANAGEMENT LLC | SEC RIA(Approved) |
| BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC | SEC RIA(Approved) |
| BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED | SEC RIA(Approved) |
| HARVEY PARTNERS, LLC | SEC RIA(Approved) |
| FIRST SENTIER INVESTORS (UK) IM LIMITED | SEC RIA(Approved) |
| GRAVITALIX FINANCIAL | SEC RIA(Approved) |
| CS CAPITAL MANAGEMENT INC | SEC RIA(Approved) |
| CAMBWICK US LLC | SEC RIA(120-Day Approval) |
| INDEPENDENT FRANCHISE PARTNERS LLP | SEC RIA(Approved) |
| BMO FAMILY OFFICE, LLC | SEC RIA(Approved) |
| BAYARD ASSET MANAGEMENT LLC | SEC RIA(Approved) |
| MUDITA MANAGEMENT | SEC RIA(Approved) |
| CROBOEARN | SEC RIA(Approved) |
| MARBLE BAR ASSET MANAGEMENT LLP | SEC RIA(Approved) |
| TOWERS WATSON INVESTMENT MANAGEMENT | SEC RIA(Approved) |
| CONSEQUENT CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| GENSEN ASSET MANAGEMENT INC. | SEC RIA(Approved) |
| GSB CAPITAL, LLC | SEC RIA(Approved) |
| BC PARTNERS PE L.P. | SEC RIA(Approved) |
| BELL ASSET MANAGEMENT LIMITED | SEC RIA(Approved) |
| BRANDON FINANCIAL PLANNING, INC. | SEC RIA(Approved) |
| SYGNUS CAPITAL SL LIMITED | SEC RIA(Approved) |
| HARKNESS CAPITAL MANAGEMENT LLC | SEC RIA(Approved) |
| CLEAN ENERGY TRANSITION LLP | SEC RIA(Approved) |
| INCLINE GLOBAL MANAGEMENT, LLC | SEC RIA(Approved) |
| REMEDIUM CAPITAL PARTNERS | SEC RIA(Approved) |
| CAPITAL DYNAMICS, INC. | SEC RIA(Approved) |
| AXON CAPITAL LP | SEC RIA(Approved) |
| ARMADA CAPITAL LLC | SEC RIA(Approved) |
| OBP CAPITAL | SEC RIA(Approved) |
| STAPLE STREET CAPITAL | SEC RIA(Approved) |
| PLANNING ALTERNATIVES LTD | SEC RIA(Approved) |
| THE PHOENIX FUND ADVISOR LLC | SEC RIA(Approved) |
| NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED | SEC RIA(Approved) |
| AFF FUND MANAGER, LLC | SEC RIA(Approved) |
| COTULLA HOLDINGS LLC | SEC RIA(Approved) |
| VERSOR INVESTMENTS LP | SEC RIA(Approved) |
| PEO PARTNERS, LLC | SEC RIA(Approved) |
| CAPITAL FOUR US INC. | SEC RIA(Approved) |
| MONTELLO WEALTH MANAGEMENT, INC. | SEC RIA(Approved) |
| MOERUS CAPITAL MANAGEMENT LLC | SEC RIA(Approved) |
| ONEX PARTNERS MANAGER LP | SEC RIA(Approved) |
| WESTWOOD MANAGEMENT CORP | SEC RIA(Approved) |
| CORSAIR CAPITAL MANAGEMENT, L.P. | SEC RIA(Approved) |
| WASATCH HEALTH PARTNERS | SEC RIA(Approved) |
| UNIVERSITY VENTURES | SEC RIA(Approved) |
| ARKHOUSE | SEC RIA(Approved) |
| MAN CAPITAL MANAGEMENT LLC | SEC RIA(Approved) |
| ENTREPRENEUR FIRST INVESTMENT MANAGER LLP | SEC RIA(Approved) |
| BROOKFIELD RENEWABLE ENERGY GROUP LLC | SEC RIA(Approved) |
| VANGUARD CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| KHAVEEN INVESTMENTS | SEC RIA(Approved) |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | SEC RIA(Approved) |
| FMP WEALTH ADVISERS | SEC RIA(Approved) |
| TOWERBROOK CAPITAL PARTNERS | SEC RIA(Approved) |
| PORTAGE WEALTH INC | SEC RIA(Approved) |
| REVERENCE CAPITAL PARTNERS | SEC RIA(Approved) |
| RAYS CAPITAL PARTNERS LIMITED | SEC RIA(Approved) |
| MOUNT MURRAY INVESTMENT INC. | SEC RIA(Approved) |
| 3650 REIT INVESTMENT MANAGEMENT LLC | SEC RIA(Approved) |
| APG ASSET MANAGEMENT US, INC | SEC RIA(Approved) |
| MARKETS INFRASTRUCTURE PARTNERS | SEC RIA(Approved) |
| ZAIS GROUP | SEC RIA(Approved) |
| WINFOREST PARTNERS | SEC RIA(Approved) |
| CRAWFORD INVESTMENT COUNSEL INC | SEC RIA(Approved) |
| KENMAR PREFERRED INVESTMENTS, LLC | SEC RIA(Approved) |
| I80 GROUP LP | SEC RIA(Approved) |
| TRIASIMA PORTFOLIO MANAGEMENT INC. | SEC RIA(Approved) |
| SHORELINE CAPITAL MANAGEMENT, LTD. | SEC RIA(Approved) |
| FIRST SENTIER INVESTORS | SEC RIA(Approved) |
| NEO-CRITERION CAPITAL LIMITED | SEC RIA(Approved) |
| PLEXO CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| COHEN & STEERS ASIA LIMITED | SEC RIA(Approved) |
| MONDRIAN INVESTMENT PARTNERS LIMITED | SEC RIA(Approved) |
| RIVERMONT CAPITAL MANAGEMENT LP | SEC RIA(Approved) |
| KARPUS INVESTMENT MANAGEMENT | SEC RIA(Approved) |