| OCEANIC INVESTMENT MANAGEMENT LIMITED | SEC RIA(Approved) |
| THE FUTURE FUND LLC | SEC RIA(Approved) |
| CAPITAL RESEARCH & CONSULTING LLC | SEC RIA(Approved) |
| MAN INVESTMENTS AUSTRALIA LIMITED | SEC RIA(Approved) |
| SYNDICATED CAPITAL, INC. | SEC RIA(Approved) |
| GOLDMAN SACHS ASSET MANAGEMENT (SINGAPORE) PTE. LTD. | SEC RIA(Approved) |
| LEHRER FINANCIAL & ECONOMIC ADVISORY SERVICES | SEC RIA(Approved) |
| BAYFOREST | SEC RIA(Approved) |
| ENTRYPOINT CAPITAL, LLC | SEC RIA(Approved) |
| ALPHAENGINE GLOBAL INVESTMENT SOLUTION LLC | SEC RIA(120-Day Approval) |
| ASTRIS ADVISORY JAPAN K.K. | SEC RIA(Approved) |
| EDGE FOCUS CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| WAYVE CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| WE FAMILY OFFICES | SEC RIA(Approved) |
| SITUATIONAL AWARENESS LP | SEC RIA(Approved) |
| GOEHRING & ROZENCWAJG ASSOCIATES, LLC | SEC RIA(Approved) |
| THEOREM | SEC RIA(Approved) |
| SWISS USADVISORS | SEC RIA(Approved) |
| WILLING CAPITAL MANAGEMENT LIMITED | SEC RIA(Approved) |
| PINESTONE ASSET MANAGEMENT INC. | SEC RIA(Approved) |
| EPOCH CAPITAL, US | SEC RIA(Approved) |
| ENHALUS CAPITAL, LP | SEC RIA(Approved) |
| SILVA CAPITAL MANAGEMENT LLC | SEC RIA(Approved) |
| STONEHILL CAPITAL MANAGEMENT LLC | SEC RIA(Approved) |
| AAM | SEC RIA(Approved) |
| MARITIME CAPITAL | SEC RIA(Approved) |
| GLG PARTNERS LP | SEC RIA(Approved) |
| CI CAPITAL PARTNERS | SEC RIA(Approved) |
| GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. | SEC RIA(Approved) |
| 140 SUMMER PARTNERS LP | SEC RIA(Approved) |
| RECORD CURRENCY MANAGEMENT INC | SEC RIA(Approved) |
| SEPHIRA INVESTMENT ADVISORS (UK) LIMITED | SEC RIA(Approved) |
| PEAK ROCK CAPITAL LLC | SEC RIA(Approved) |
| GAGNON ADVISORS | SEC RIA(Approved) |
| SOUTH OCEAN MANAGEMENT LTD. | SEC RIA(Approved) |
| ARISTOTLE CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| GF INTERNATIONAL | SEC RIA(Approved) |
| BAYESIAN CAPITAL MANAGEMENT, LP | SEC RIA(Approved) |
| TERRAMONT INFRASTRUCTURE MANAGEMENT LLC | SEC RIA(Approved) |
| GSP FINANCIAL | SEC RIA(Approved) |
| BLUESHIFT ASSET MANAGEMENT | SEC RIA(Approved) |
| DLJ REAL ESTATE CAPITAL PARTNERS, LLC | SEC RIA(Approved) |
| CYTIUM INVESTMENT MANAGEMENT, LLC | SEC RIA(Approved) |
| RADIAN INVESTMENT MANAGEMENT LLC | SEC RIA(Approved) |
| CORRE PARTNERS MANAGEMENT, LLC | SEC RIA(Approved) |
| ANCOR CAPITAL PARTNERS | SEC RIA(Approved) |
| BEESE FULMER PRIVATE WEALTH MANAGEMENT | SEC RIA(Approved) |
| DELTA GLOBAL | SEC RIA(Approved) |
| NORTHERN TRUST GLOBAL INVESTMENTS LTD | SEC RIA(Approved) |
| KPS CAPITAL PARTNERS, LP | SEC RIA(Approved) |
| GATEWOOD CAPITAL MANAGEMENT LLC | SEC RIA(Approved) |
| BREACHER CAPITAL ADVISORS, LLC | SEC RIA(Approved) |
| ECC FUND MANAGER II, LLC | SEC RIA(Approved) |
| LIGHTHOUSE SWISS WEALTH ADVISORS AG | SEC RIA(Approved) |
| RIVERPARK ADVISORS, LLC | SEC RIA(Approved) |
| KING RIDGE CAPITAL ADVISORS, LLC | SEC RIA(Approved) |
| MITCHELL VAUGHT & TAYLOR INC | SEC RIA(Approved) |
| TANAKA CAPITAL MANAGEMENT INC | SEC RIA(Approved) |
| BLACKSTONE IRELAND FUND MANAGEMENT LIMITED | SEC RIA(Approved) |
| ALPHA-LAB ASSET MANAGEMENT INC. | SEC RIA(Approved) |
| GORDIAN CAPITAL JAPAN LIMITED | SEC RIA(Approved) |
| OPPVEST, LLC | SEC RIA(Approved) |
| HAZELVIEW SECURITIES (US) LLC | SEC RIA(Approved) |
| CAPRA CREDIT MANAGEMENT, LLC | SEC RIA(Approved) |
| MESARETE CAPITAL LLP | SEC RIA(Approved) |
| POLAR CAPITAL | SEC RIA(Approved) |
| THE ELECTRUM GROUP LLC | SEC RIA(Approved) |
| LUMINT CORPORATION | SEC RIA(Approved) |
| CAHILL FINANCIAL ADVISORS, INC. | SEC RIA(Approved) |
| BENCHSTONE CAPITAL MANAGEMENT LP | SEC RIA(Approved) |
| SZOP MULTISTRAT MANAGEMENT LLC | SEC RIA(Approved) |
| KV SERVICES II LIMITED | SEC RIA(Approved) |
| LOTUS INVESTMENT ADVISORS | SEC RIA(Approved) |
| CINVEN, INC. | SEC RIA(Approved) |
| GRATICULE ASSET MANAGEMENT ASIA PTE. LTD. | SEC RIA(Approved) |
| TRUST ADVISORS, INC. | SEC RIA(Approved) |
| CASTLEKNIGHT MANAGEMENT LP | SEC RIA(Approved) |
| FAMA RE.CAPITAL LTDA | SEC RIA(Approved) |
| PACIFIC ASSET MANAGEMENT | SEC RIA(Approved) |
| SENTINEL PENSION ADVISORS, LLC. | SEC RIA(Approved) |