| NEURALVEST LLC | SEC RIA(Approved) |
| OLDE RALEIGH FINANCIAL GROUP | SEC RIA(120-Day Approval) |
| BOARDWALK INVESTMENT GROUP LP | SEC RIA(120-Day Approval) |
| MADISON LASALLE ADVISERS LLC | SEC RIA(120-Day Approval) |
| EVERLONG CAPITAL FUND MANAGEMENT, LP | SEC RIA(120-Day Approval) |
| PFS SIGNATURE WEALTH | SEC RIA(120-Day Approval) |
| HIRST FINANCIAL INDEPENDENCE PLANNING, INC. | SEC RIA(120-Day Approval) |
| ALLEN FINANCIAL PARTNERS | SEC RIA(120-Day Approval) |
| SWISS FINANCE PRIVATE WEALTH MANAGEMENT LLC | SEC RIA(Approved) |
| LANGAN FINANCIAL GROUP | SEC RIA(120-Day Approval) |
| SEQUOIA PLANNING & INVESTMENTS LLC | SEC RIA(Approved) |
| PLETTENBERG CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| STEWARDWELL LLC | SEC RIA(120-Day Approval) |
| KAHN ASSET MANAGEMENT | SEC RIA(Approved) |
| OWNIT TECHNOLOGIES LLC | SEC RIA(120-Day Approval) |
| LRH CAPITAL ADVISING LLC | SEC RIA(Approved) |
| LEGGETT CAPITAL PARTNERS | SEC RIA(120-Day Approval) |
| ALPINE ADVISORY PARTNERS, LLC | SEC RIA(120-Day Approval) |
| COBBLERS COVE CAPITAL LP | SEC RIA(120-Day Approval) |
| IRISH CREEK CAPITAL | SEC RIA(120-Day Approval) |
| PALUS ADVISORY LLC | SEC RIA(120-Day Approval) |
| KEELER THOMAS MANAGEMENT LLC | SEC RIA(Approved) |
| POLOIDAL CAPITAL 9D ADVISORS LLC | SEC RIA(120-Day Approval) |
| SLR SECURED LENDING PARTNERS, LLC | SEC RIA(120-Day Approval) |
| HOAINVEST LLC | SEC RIA(120-Day Approval) |
| VECTOR3 WEALTH MANAGEMENT | SEC RIA(120-Day Approval) |
| W.B. EDWARDS & CO. | SEC RIA(120-Day Approval) |
| DITTO & POWERS, LLC | SEC RIA(120-Day Approval) |
| MY ADVISORS US LLC | SEC RIA(120-Day Approval) |
| ARIAM GLOBAL INC. | SEC RIA(Approved) |
| CMK PARTNERS, LLC | SEC RIA(Approved) |
| INTENTIONAL WEALTH PLANNING | SEC RIA(120-Day Approval) |
| ALLSTATE FINANCIAL ADVISORS, LLC | SEC RIA(Approved) |
| KARE MANAGER HOLDINGS, L.P. | SEC RIA(Approved) |
| 3A CAPITAL, LLC | SEC RIA(Approved) |
| LENDISTRY CAPITAL PARTNERS, LLC | SEC RIA(Approved) |
| ALIGNED WEALTH ADVISORS, LLC | SEC RIA(120-Day Approval) |
| STRUCTURE WEALTH MANAGEMENT, LLC | SEC RIA(Approved) |
| APEIRON WEALTH SERVICE | SEC RIA(120-Day Approval) |
| HUDSON & ASSOCIATES WEALTH MANAGEMENT LLC | SEC RIA(120-Day Approval) |
| VESSEL WEALTH PARTNERS | SEC RIA(120-Day Approval) |
| LIBERTY FORGE LLC | SEC RIA(Approved) |
| NAPLES WEALTH ADVISORS, LLC | SEC RIA(120-Day Approval) |
| MAINSTAY CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| MIDFIELD PRIVATE WEALTH, LLC | SEC RIA(120-Day Approval) |
| COVA PRIVATE WEALTH LLC | SEC RIA(120-Day Approval) |
| TECHBRIDGE INVESTMENT LP | SEC RIA(120-Day Approval) |
| COINAGE APP | SEC RIA(Approved) |
| ZOOP ALPHA ADVISORS | SEC RIA(Approved) |
| THOREAU MANAGEMENT PARTNERS, LP | SEC RIA(120-Day Approval) |
| EMXETF | SEC RIA(Approved) |
| RBG CAPITAL LLC | SEC RIA(120-Day Approval) |
| STRIBLING-WHALEN FINANCIAL GROUP | SEC RIA(120-Day Approval) |
| 1977 WEALTH, LLC | SEC RIA(120-Day Approval) |
| THE BAUPOST GROUP, L.L.C. | SEC RIA(Approved) |
| ALDER CAPITAL | SEC RIA(120-Day Approval) |
| INGALLS INVESTMENT MANAGEMENT, LLC | SEC RIA(Approved) |
| WRIGHT FINANCIAL | SEC RIA(120-Day Approval) |
| STAX LABS | SEC RIA(120-Day Approval) |
| TWIN BRIDGES ADVISORY | SEC RIA(120-Day Approval) |
| WESTMONT ADVISORY, LLC | SEC RIA(Approved) |
| MOMENTUM WEALTH MANAGEMENT | SEC RIA(120-Day Approval) |
| SUM ZERO WEALTH | SEC RIA(120-Day Approval) |
| SOLID STATE WEALTH ADVISORY GROUP | SEC RIA(120-Day Approval) |
| TRIVERA WEALTH MANAGEMENT, LLC | SEC RIA(120-Day Approval) |
| CENTRE PARTNERS MANAGEMENT LLC | SEC RIA(Approved) |
| MAPLE GROVE WEALTH | SEC RIA(120-Day Approval) |
| CXL CAPITAL MANAGEMENT LLC | SEC RIA(120-Day Approval) |
| STRATEGENCE CAPITAL LLC | SEC RIA(120-Day Approval) |
| FOSTER FINANCIAL SERVICES, LLC | SEC RIA(120-Day Approval) |
| MILEMARKER INVESTMENT SOLUTIONS, LLC | SEC RIA(Approved) |
| GENERATIONAL FINANCIAL PARTNERS, LLC | SEC RIA(120-Day Approval) |
| ALISIO CAPITAL PARTNERS LLC | SEC RIA(Approved) |
| IRON HORSE ASSET MANAGEMENT LLC | SEC RIA(120-Day Approval) |
| WELTHY ADVISERS, LLC | SEC RIA(120-Day Approval) |
| SCSC ADVISORS, LLC | SEC RIA(120-Day Approval) |
| SMITH & HOWARD WEALTH MANAGEMENT, LLC | SEC RIA(Approved) |
| CROSSLIGHT GLOBAL INVESTMENT PARTNERS, LLC | SEC RIA(120-Day Approval) |
| AMPLE WEALTH PARTNERS LLC | SEC RIA(120-Day Approval) |
| TWENTY FOUR WEALTH | SEC RIA(120-Day Approval) |